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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1428439	Roku Inc	ROKU	Cable & Other Pay Television Services (4841)	262087865

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1716857	A. Scott Rosenberg	C/O Roku, Inc. 150 Winchester Circle Los Gatos CA 95032	Gm, Sr. Vp Advertising	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2018-04-02	5,434	$2.76	5,434	No	4	C	Direct
Class A Common Stock	Disposition	2018-04-02	5,434	$30.46	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2018-04-02	11,231	$2.76	11,231	No	4	C	Direct
Class A Common Stock	Disposition	2018-04-02	11,231	$30.46	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2018-04-02	8,335	$6.12	8,335	No	4	C	Direct
Class A Common Stock	Disposition	2018-04-02	8,335	$30.46	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-04-02	5,434	$2.76	5,434	$2.76
Class A Common Stock	Class B Common Stock	Acquisiton	2018-04-02	5,434	$2.76	5,434	$2.76
Class A Common Stock	Class B Common Stock	Disposition	2018-04-02	5,434	$2.76	5,434	$2.76
Class B Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-04-02	11,231	$2.76	11,231	$2.76
Class A Common Stock	Class B Common Stock	Acquisiton	2018-04-02	11,231	$2.76	11,231	$2.76
Class A Common Stock	Class B Common Stock	Disposition	2018-04-02	11,231	$2.76	11,231	$2.76
Class B Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-04-02	8,335	$6.12	8,335	$6.12
Class A Common Stock	Class B Common Stock	Acquisiton	2018-04-02	8,335	$6.12	8,335	$6.12
Class A Common Stock	Class B Common Stock	Disposition	2018-04-02	8,335	$6.12	8,335	$6.12

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2023-02-05	No	4	M	Direct
5,434	2023-02-05	No	4	M	Direct
0	2023-02-05	No	4	C	Direct
74,998	2023-02-05	No	4	M	Direct
11,231	2023-02-05	No	4	M	Direct
0	2023-02-05	No	4	C	Direct
25,000	2027-05-15	No	4	M	Direct
8,335	2027-05-15	No	4	M	Direct
0	2027-05-15	No	4	C	Direct

Footnotes

Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017.
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's sale of its Class A Common Stock in its initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued in footnote 3)
(footnote 4 continued), (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
Granted February 05, 2013; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
Granted May 16, 2017; 1/48 of the Option vests in equal monthly installments from 3/23/15.