Filing Details

Accession Number:
0001107468-18-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-04 17:21:04
Reporting Period:
2018-04-02
Accepted Time:
2018-04-04 17:21:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
10456 Baxter International Inc BAX Surgical & Medical Instruments & Apparatus (3841) 360781620
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1107468 S Peter Hellman One Baxter Parkway
Deerfield IL 60015
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1 Par Value Acquisiton 2018-04-02 3,760 $33.77 25,522 No 4 M Direct
Common Stock, $1 Par Value Disposition 2018-04-02 3,460 $64.69 22,062 No 4 S Direct
Common Stock, $1 Par Value Disposition 2018-04-02 300 $65.27 21,762 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $1 Par Value Stock Option (Right to Buy) Disposition 2018-04-02 3,760 $0.00 3,760 $33.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-05-06 2018-05-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $1 Par Value 560 Indirect By Spouse
Footnotes
  1. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Hellman on May 6, 2008.
  2. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to the stock options granted by BII to Mr. Hellman.
  3. Price reflects weighted average sales price. Range of prices for transactions are $64.19 through $65.18. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
  4. Price reflects weighted average sales price. Range of prices for transactions are $65.22 through $65.35. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.