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Filing Details

Accession Number:
0001209191-18-023734
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-04 16:51:56
Reporting Period:
2018-04-02
Accepted Time:
2018-04-04 16:51:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8063 Astronics Corp ATRO Aircraft Parts & Auxiliary Equipment, Nec (3728) 160959303
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182854 J Peter Gundermann 130 Commerce Way
East Aurora NY 14052
President/ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$.01 Pv Common Stock Disposition 2018-04-02 2,000 $36.66 15,595 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
$.01 Pv Class B Stock 531,551 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
$.01 Pv Com Stk OPTION $3.27 2009-12-09 2018-12-09 35,451 35,451 Direct
$.01 Pv Cl B Stk OPTION $3.27 2009-12-09 2018-12-09 51,588 51,588 Direct
$.01 Pv Com Stk OPTION $3.27 2010-12-03 2019-12-03 37,480 37,480 Direct
$.01 Pv Cl B Stk OPTION $3.27 2010-12-03 2019-12-03 52,812 52,812 Direct
$.01 Pv Com Stk OPTION $8.82 2011-12-02 2020-12-02 14,700 14,700 Direct
$.01 Pv Cl B Stk OPTION $8.82 2011-12-02 2020-12-02 20,714 20,714 Direct
$.01 Pv Com Stk OPTION $15.63 2012-12-01 2021-12-01 10,700 10,700 Direct
$.01 Pv Cl B Stk OPTION $15.63 2012-12-01 2021-12-01 12,734 12,734 Direct
$.01 Pv Com Stk OPTION $10.58 2013-11-29 2022-11-29 18,700 18,700 Direct
$.01 Pv Cl B Stk OPTION $10.58 2013-11-29 2022-11-29 16,912 16,912 Direct
$.01 Pv Com Stk OPTION $32.72 2014-12-11 2023-12-11 8,300 8,300 Direct
$.01 Pv Cl B Stk OPTION $32.72 2014-12-11 2023-12-11 4,872 4,872 Direct
$.01 Pv Com Stk OPTION $35.46 2015-12-11 2024-12-11 10,100 10,100 Direct
$.01 Pv Cl B Stk OPTION $35.46 2015-12-11 2024-12-11 3,257 3,257 Direct
$.01 Pv Com Stk OPTION $31.88 2016-12-03 2025-12-03 13,700 13,700 Direct
$.01 Pv Cl B Stk Option $31.88 2016-12-03 2025-12-03 2,055 2,055 Direct
$.01 Pv Com Stk Option $36.52 2017-12-14 2026-12-14 14,460 14,460 Direct
$.01 Pv Com Stk Option $40.95 2018-12-12 2027-12-12 26,300 26,300 Direct
$.01 Pv Com Stk Restricted Stock Unit $0.00 1,805 1,805 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-12-09 35,451 35,451 Direct
2018-12-09 51,588 51,588 Direct
2019-12-03 37,480 37,480 Direct
2019-12-03 52,812 52,812 Direct
2020-12-02 14,700 14,700 Direct
2020-12-02 20,714 20,714 Direct
2021-12-01 10,700 10,700 Direct
2021-12-01 12,734 12,734 Direct
2022-11-29 18,700 18,700 Direct
2022-11-29 16,912 16,912 Direct
2023-12-11 8,300 8,300 Direct
2023-12-11 4,872 4,872 Direct
2024-12-11 10,100 10,100 Direct
2024-12-11 3,257 3,257 Direct
2025-12-03 13,700 13,700 Direct
2025-12-03 2,055 2,055 Direct
2026-12-14 14,460 14,460 Direct
2027-12-12 26,300 26,300 Direct
1,805 1,805 Direct
Footnotes
  1. Sold pursuant to a 10b5-1 trading plan.
  2. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
  3. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.