Filing Details

Accession Number:
0001144204-18-019065
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-03 20:42:44
Reporting Period:
2018-01-12
Accepted Time:
2018-04-03 20:42:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674227 Alliance Mma Inc. AMMA Services-Miscellaneous Amusement & Recreation (7990) 475412331
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1684606 Joseph Gamberale C/O Alliance Mma, Inc.
590 Madison Avenue, 21St Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Par Value $0.001 Acquisiton 2018-01-12 25,000 $25,000.00 621,193 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Warrant to Purchase Common Stock Acquisiton 2018-01-12 22,500 $0.00 22,500 $1.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,500 2018-01-12 2023-01-09 No 4 P Direct
Footnotes
  1. In addition to the 261,850 shares of common stock held directly, also includes 359,343 shares held by Ivy Equity Investors, LLC and 211,423 shares held by the JAG Family Trust. Mr. Gamberale has voting and dispositive power over the shares held by Ivy Equity Investors, LLC. The sole beneficiary of the JAG Family Trust is Mr. Gamberale?s minor child. Mr. Gamberale disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
  2. Fully vested and immediately exerciseable warrants were purchased along with the purchase of common stock at a rate of 0.9 warrant per common stock at a combined price of $1 for each common share and accompanying warrant, for a total consideration of $25,000.