Filing Details
- Accession Number:
- 0001122904-18-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-03 19:10:39
- Reporting Period:
- 2018-03-31
- Accepted Time:
- 2018-04-03 19:10:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256282 | F Michael Falcon | Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Svp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-03-31 | 865 | $57.20 | 42,882 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-04-03 | 521 | $31.28 | 43,403 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-04-03 | 521 | $32.52 | 43,924 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-03 | 1,042 | $56.35 | 42,882 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-04-03 | 521 | $0.00 | 521 | $32.52 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-04-03 | 521 | $0.00 | 521 | $31.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,042 | 2024-06-03 | No | 4 | M | Direct | |
| 13,542 | 2025-06-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | 12,500 | 12,500 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $42.70 | 2027-06-01 | 25,000 | 25,000 | Direct | |
| Common Stock | Common Stock | $70.15 | 2028-01-25 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-03-24 | 12,500 | 12,500 | Direct |
| 2027-06-01 | 25,000 | 25,000 | Direct |
| 2028-01-25 | 25,000 | 25,000 | Direct |
Footnotes
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017.
- 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
- This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
- This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
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