Filing Details

Accession Number:
0000950103-18-004413
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-03 18:36:00
Reporting Period:
2017-03-08
Accepted Time:
2018-04-03 18:36:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1275014 Ultra Clean Holdings Inc. UCTT Semiconductors & Related Devices (3674) 611430858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1698675 David Speirs Ultra Clean Holdings, Inc.
26462 Corporate Ave
Hayward CA 94545
Svp, North America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-08 250 $13.86 0 No 4 S Indirect by son
Common Stock Acquisiton 2018-03-30 11,100 $0.00 109,898 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by son
No 4 A Direct
Footnotes
  1. Includes 50 shares acquired by the reporting person's son on February 24, 2016 that were not previously reported by the reporting person on the Form 3 filed with the Securities and Exchange Commission on February 24, 2017. The Form 3 had the incorrect number for 200 shares and the correct number was 250 shares.
  2. This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.85 to $13.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of March 30, 2018. Excludes performance restricted stock units that will be determined based on performance factors following 2018 fiscal year end.