Filing Details
- Accession Number:
- 0001205784-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 19:12:30
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 19:12:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
840264 | Capitol Bancorp Ltd | CBC | National Commercial Banks (6021) | 382761672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205784 | M Michael Moran | 32815 Robinhood Dr. Beverly Hills MI 48025 | Chief Of Capital Markets | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-10 | 2,000 | $0.00 | 2,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-02-10 | 1,000 | $0.00 | 1,000 | No | 4 | P | Indirect | Spouse |
Common Stock | Acquisiton | 2011-02-10 | 1,000 | $0.00 | 1,000 | No | 4 | P | Indirect | Daughter |
Common Stock | Acquisiton | 2011-02-10 | 1,000 | $0.00 | 1,000 | No | 4 | P | Indirect | Son |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Spouse |
No | 4 | P | Indirect | Daughter |
No | 4 | P | Indirect | Son |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 46,840 | Direct | |
Common Stock | 19,079 | Indirect | 401k |
Common Stock | 2,010 | Indirect | ESOP |
Common Stock | 15,208 | Indirect | IRA |
Common Stock | 2,000 | Direct | |
Common Stock | 3,500 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | $30.21 | 2005-05-16 | 2011-05-16 | 20,000 | 20,000 | Direct |
Common Stock | Option (right to buy) | $2.01 | 2009-11-16 | 2014-11-16 | 21,131 | 21,131 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-05-16 | 20,000 | 20,000 | Direct |
2014-11-16 | 21,131 | 21,131 | Direct |
Footnotes
- The reporting person disposed of trust-preferred securities in exchange for shares of common stock in an issuer exchange offer. For each $10 liquidation value of trust-preferred securities tendered in the exchange, 10 shares of common stock were received.