Filing Details

Accession Number:
0001015328-18-000100
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-03 17:10:12
Reporting Period:
2015-05-21
Accepted Time:
2018-04-03 17:10:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015328 Wintrust Financial Corp WTFC State Commercial Banks (6022) 363873352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1642693 F Marla Glabe 9700 West Higgins Road, 8Th Floor
Rosemont IL 60018
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-21 2 $44.12 5,637 No 4 P Direct
Common Stock Acquisiton 2016-05-27 3 $52.58 5,640 No 4 P Direct
Common Stock Acquisiton 2016-08-26 4 $54.81 5,644 No 4 P Direct
Common Stock Acquisiton 2016-11-28 5 $65.61 5,649 No 4 P Direct
Common Stock Acquisiton 2017-02-24 5 $75.25 5,654 No 4 P Direct
Common Stock Acquisiton 2017-05-26 8 $71.03 5,662 No 4 P Direct
Common Stock Acquisiton 2017-08-25 8 $73.12 5,670 No 4 P Direct
Common Stock Acquisiton 2017-11-27 7 $79.25 5,677 No 4 P Direct
Common Stock Acquisiton 2018-03-31 369 $82.37 6,046 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 A Direct
Footnotes
  1. Two (2) shares of Common Stock issued to Ms. Glabe via dividend reinvestments, before she commenced service as a director of the Company on May 21, 2015, inadvertently were not previously reported.
  2. The price reported is the weighted average price. The shares were purchased in multiple dividend reinvestment transactions at prices ranging from $33.75 to $52.48. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
  3. The Issuer inadvertently did not report 40 shares owned by Reporting Person that were purchased through dividend reinvestments.
  4. Shares earned for the first quarter of 2018 for services as a Director of the Company in accordance with the Director's Deferred Fee and Stock Plan approved by the Shareholders.