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Home > Insider Trading > Filing (0001628280-18-003957)

Filing Details

Accession Number:
0001628280-18-003957
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-03 16:49:44
Reporting Period:
2018-04-02
Accepted Time:
2018-04-03 16:49:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 522209244
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1713687 Roger Gravley C/O Liquidity Services, Inc.
6931 Arlington Road, Suite 200
Bethesda MD 20814		 President, Govdeals & Cio No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-04-02 12,385 $6.23 12,385 No 4 J Direct
Common Stock Disposition 2018-04-02 12,385 $6.23 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Grant Disposition 2018-04-02 4,072 $6.23 8,145 $10.41
Common Stock Employee Stock Grant Disposition 2018-04-02 6,250 $6.23 6,250 $12.57
Common Stock Employee Stock Grant Disposition 2018-04-02 2,063 $6.23 8,250 $8.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,073 2024-10-01 No 4 J Direct
0 2024-10-27 No 4 J Direct
6,187 2026-10-01 No 4 J Direct
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $9.05 2019-10-01 1,801 1,801 Direct
Common Stock Employee Stock Grant $15.47 2020-10-01 1,106 1,106 Direct
Common Stock Employee Stock Option $15.47 2020-10-01 2,292 2,292 Direct
Common Stock Employee Stock Option $31.37 2021-10-01 2,857 2,857 Direct
Common Stock Employee Stock Option $21.99 2023-10-01 3,519 3,519 Direct
Common Stock Employee Stock Grant $21.99 2023-11-27 499 499 Direct
Common Stock Employee Stock Option $21.99 2023-11-27 3,519 3,519 Direct
Common Stock Employee Stock Option $10.41 2024-10-01 7,338 7,338 Direct
Common Stock Employee Stock Option $6.63 2025-10-01 11,430 11,430 Direct
Common Stock Employee Stock Grant $6.63 2025-10-01 10,425 10,425 Direct
Common Stock Employee Stock Option $5.11 2025-10-01 2,858 2,858 Direct
Common Stock Employee Stock Grant $5.11 2025-10-01 5,213 5,213 Direct
Common Stock Employee Stock Option $8.30 2026-10-01 4,900 4,900 Direct
Common Stock Employee Stock Grant $8.30 2026-10-01 8,250 8,250 Direct
Common Stock Employee Stock Option $8.30 2026-10-01 4,900 4,900 Direct
Common Stock Employee Stock Option $4.47 2027-10-01 29,760 29,760 Direct
Common Stock Employee Stock Grant $4.47 2027-10-01 3,060 3,060 Direct
Common Stock Employee Stock Option $4.47 2027-10-01 19,840 19,840 Direct
Common Stock Employee Stock Grant $4.47 2027-10-01 2,040 2,040 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-10-01 1,801 1,801 Direct
2020-10-01 1,106 1,106 Direct
2020-10-01 2,292 2,292 Direct
2021-10-01 2,857 2,857 Direct
2023-10-01 3,519 3,519 Direct
2023-11-27 499 499 Direct
2023-11-27 3,519 3,519 Direct
2024-10-01 7,338 7,338 Direct
2025-10-01 11,430 11,430 Direct
2025-10-01 10,425 10,425 Direct
2025-10-01 2,858 2,858 Direct
2025-10-01 5,213 5,213 Direct
2026-10-01 4,900 4,900 Direct
2026-10-01 8,250 8,250 Direct
2026-10-01 4,900 4,900 Direct
2027-10-01 29,760 29,760 Direct
2027-10-01 3,060 3,060 Direct
2027-10-01 19,840 19,840 Direct
2027-10-01 2,040 2,040 Direct
Footnotes
  1. Represents the vesting of restricted stock.
  2. Represents reporting person's advance election to sell upon vesting such restricted shares.
  3. These options became fully vested on October 1, 2013.
  4. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  5. These options became fully vested on October 1, 2014.
  6. These options became fully vested on October 1, 2015.
  7. These options became fully vested on October 1, 2017.
  8. This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  9. Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  10. Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.
  11. Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on April 1 of each year for three years.
  12. Twenty-five percent of this option grant vested on October 1, 2016 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  13. Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  14. Twenty-five percent of this restricted stock grant vested on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020.
  15. 18/48th of this option grant vested on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months.
  16. 15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months.
  17. Twenty-five percent of this restricted stock grant will vest on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.