Filing Details
- Accession Number:
- 0001112679-11-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-11 19:57:44
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-11
- Accepted Time:
- 2011-02-11 19:57:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204913 | P James Shaughnessy O | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-10 | 3,334 | $14.29 | 3,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-10 | 3,334 | $64.63 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-10 | 17,000 | $23.68 | 17,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-10 | 17,000 | $64.63 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (right to buy) | Disposition | 2011-02-10 | 3,334 | $0.00 | 3,334 | $14.29 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2011-02-10 | 17,000 | $0.00 | 17,000 | $23.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2015-07-15 | No | 4 | M | Direct | |
| 28,000 | 2016-07-15 | No | 4 | M | Direct |
Footnotes
- Shares sold on the Open Market are reported as an average sell price per share of $64.63; breakdown of shares sold and per share sale prices are as follows: 565 at $64.57; 4,903 at $64.58; 507 at $64.59; 1,193 at $64.60; 400 at $64.61; 3,752 at $64.62; 2,490 at $64.63; 224 at $64.65; 700 at $64.66; 300 at $64.67; 3,822 at $64.68; 778 at $64.72; 300 at $64.73 and 400 at $64.74.
- Granted July 15, 2008; exercisable in monthly increments over a 3 year period.
- Granted July 15, 2009; exercisable in monthly increments over a 1 year period.
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