Filing Details

Accession Number:
0001228779-18-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-30 16:05:02
Reporting Period:
2018-03-28
Accepted Time:
2018-03-30 16:05:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
10456 Baxter International Inc BAX Surgical & Medical Instruments & Apparatus (3841) 360781620
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228779 J. Kornelis Storm One Baxter Parkway
Deerfield IL 60015
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1 Par Value Acquisiton 2018-03-28 3,760 $33.77 26,272 No 4 M Direct
Common Stock, $1 Par Value Acquisiton 2018-03-28 5,680 $26.77 31,952 No 4 M Direct
Common Stock, $1 Par Value Acquisiton 2018-03-28 4,320 $24.27 36,272 No 4 M Direct
Common Stock, $1 Par Value Acquisiton 2018-03-28 4,990 $31.26 41,262 No 4 M Direct
Common Stock, $1 Par Value Acquisiton 2018-03-28 4,020 $29.51 45,282 No 4 M Direct
Common Stock, $1 Par Value Acquisiton 2018-03-28 3,930 $36.92 49,212 No 4 M Direct
Common Stock, $1 Par Value Acquisiton 2018-03-28 4,110 $39.83 53,322 No 4 M Direct
Common Stock, $1 Par Value Acquisiton 2018-03-28 10,789 $37.50 64,111 No 4 M Direct
Common Stock, $1 Par Value Acquisiton 2018-03-28 6,360 $44.39 70,471 No 4 M Direct
Common Stock, $1 Par Value Disposition 2018-03-28 39,059 $64.55 31,412 No 4 S Direct
Common Stock, $1 Par Value Disposition 2018-03-28 8,900 $65.04 22,512 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $1 Par Value Stock Option (Right to Buy) Disposition 2018-03-28 3,760 $0.00 3,760 $33.77
Common Stock, $1 Par Value Stock Option (Right to Buy) Disposition 2018-03-28 5,680 $0.00 5,680 $26.77
Common Stock, $1 Par Value Stock Option (Right to Buy) Disposition 2018-03-28 4,320 $0.00 4,320 $24.27
Common Stock, $1 Par Value Stock Option (Right to Buy) Disposition 2018-03-28 4,990 $0.00 4,990 $31.26
Common Stock, $1 Par Value Stock Option (Right to Buy) Disposition 2018-03-28 4,020 $0.00 4,020 $29.51
Common Stock, $1 Par Value Stock Option (Right to Buy) Disposition 2018-03-28 3,930 $0.00 3,930 $36.92
Common Stock, $1 Par Value Stock Option (Right to Buy) Disposition 2018-03-28 4,110 $0.00 4,110 $39.83
Common Stock, $1 Par Value Stock Option (Right to Buy) Disposition 2018-03-28 10,789 $0.00 10,789 $37.50
Common Stock, $1 Par Value Stock Option (Right to Buy) Disposition 2018-03-28 6,360 $0.00 6,360 $44.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-05-06 2018-05-04 No 4 M Direct
0 2010-05-05 2019-05-05 No 4 M Direct
0 2011-05-04 2020-05-04 No 4 M Direct
0 2012-05-08 2021-05-03 No 4 M Direct
0 2013-05-08 2022-05-08 No 4 M Direct
0 2014-05-07 2023-05-05 No 4 M Direct
0 2015-05-05 2024-05-06 No 4 M Direct
0 2016-05-05 2025-05-05 No 4 M Direct
0 2017-05-02 2026-05-01 No 4 M Direct
Footnotes
  1. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Storm on May 6, 2008.
  2. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2009.
  3. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 4, 2010.
  4. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2011.
  5. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 8, 2012.
  6. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 7, 2013.
  7. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 6, 2014.
  8. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2015.
  9. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2016.
  10. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm.
  11. Price reflects weighted average sales price. Range of prices for transactions are $63.96 through $64.96. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
  12. Price reflects weighted average sales price. Range of prices for transactions are $64.97 through $65.23. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.