Filing Details
- Accession Number:
- 0000907242-18-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-30 15:32:48
- Reporting Period:
- 2017-11-30
- Accepted Time:
- 2018-03-30 15:32:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 907242 | Monarch Casino & Resort Inc | MCRI | Hotels & Motels (7011) | 880300760 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 937318 | John Farahi | Monarch Casino &Amp; Resort Inc 1175 Moana Lane Suite 200 Reno NV 89509 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-11-30 | 100 | $47.25 | 1,763,340 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-01 | 9,941 | $46.25 | 1,763,340 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-04 | 14,519 | $46.27 | 1,763,340 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-06 | 440 | $46.25 | 1,763,340 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-26 | 3,643 | $0.00 | 1,763,340 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2017-12-26 | 607 | $0.00 | 272,654 | No | 4 | G | Indirect | by trust |
| Common Stock | Acquisiton | 2017-12-26 | 607 | $0.00 | 277,356 | No | 4 | G | Indirect | by trust |
| Common Stock | Acquisiton | 2017-12-26 | 607 | $0.00 | 277,356 | No | 4 | G | Indirect | by trust |
| Common Stock | Acquisiton | 2017-12-26 | 607 | $0.00 | 277,356 | No | 4 | G | Indirect | by trust |
| Common Stock | Acquisiton | 2017-12-26 | 1,215 | $0.00 | 1,215 | No | 4 | G | Indirect | by trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Indirect | by trust |
| No | 4 | G | Indirect | by trust |
| No | 4 | G | Indirect | by trust |
| No | 4 | G | Indirect | by trust |
| No | 4 | G | Indirect | by trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options/Right to Buy | $45.32 | 2020-11-01 | 2027-11-01 | 66,668 | 466,668 | Direct |
| Common Stock | Options/Right to Buy | $23.08 | 2019-11-01 | 2026-11-01 | 66,666 | 466,668 | Direct |
| Common Stock | Options/Right to Buy | $17.62 | 2018-10-21 | 2025-10-21 | 66,666 | 466,668 | Direct |
| Common Stock | Options/Right to Buy | $12.32 | 2017-10-21 | 2024-10-21 | 66,668 | 466,668 | Direct |
| Common Stock | Options/Right to Buy | $21.71 | 2016-10-21 | 2023-10-21 | 66,666 | 466,668 | Direct |
| Common Stock | Options/Right to Buy | $8.56 | 2015-10-09 | 2022-10-09 | 66,666 | 466,668 | Direct |
| Common Stock | Options/Right to Buy | $9.33 | 2014-10-21 | 2021-10-21 | 66,668 | 466,668 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-11-01 | 66,668 | 466,668 | Direct |
| 2026-11-01 | 66,666 | 466,668 | Direct |
| 2025-10-21 | 66,666 | 466,668 | Direct |
| 2024-10-21 | 66,668 | 466,668 | Direct |
| 2023-10-21 | 66,666 | 466,668 | Direct |
| 2022-10-09 | 66,666 | 466,668 | Direct |
| 2021-10-21 | 66,668 | 466,668 | Direct |
Footnotes
- This transaction involves a gift of securities by Mr. Farahi to five separate trusts, of which Mr. Farahi is trustee, for benefit of children and grandchildren.
Billionaire Hedge Funds
