Filing Details

Accession Number:
0000950103-18-003815
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-27 17:45:41
Reporting Period:
2018-03-23
Accepted Time:
2018-03-27 17:45:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH Semiconductors & Related Devices (3674) 981013909
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1707037 Kiwan Kim C/O Smart Global Holdings, Inc.
39870 Eureka Drive
Newark CA 94560
Svp Of Em & Pres. Brazil No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2018-03-23 2,380 $47.29 85,609 No 4 S Direct
Ordinary Shares Disposition 2018-03-23 10,263 $48.56 75,346 No 4 S Direct
Ordinary Shares Disposition 2018-03-23 22,664 $49.37 52,682 No 4 S Direct
Ordinary Shares Disposition 2018-03-23 10,330 $50.23 42,352 No 4 S Direct
Ordinary Shares Disposition 2018-03-23 1,101 $50.97 41,251 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 26, 2017.
  2. The price reported in Colum 4 is a weighted average price. These were sold in multiple transactions at prices ranging from $46.90 to $47.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.90 to $48.89. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.90 to $49.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.90 to $50.80. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.93 to $51.01. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.