Filing Details

Accession Number:
0001181070-18-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-26 17:03:23
Reporting Period:
2018-03-22
Accepted Time:
2018-03-26 17:03:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1710155 National Vision Holdings Inc. EYE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181070 Mitchell Goodman C/O National Vision Holdings, Inc.,
2435 Commerce Avenue, Bldg. 2200
Duluth GA 30096-4980
Svp, Gc And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-22 7,166 $4.27 61,106 No 4 M Direct
Common Stock Disposition 2018-03-26 7,166 $31.68 53,940 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-03-22 7,166 $0.00 7,166 $4.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
78,274 2024-03-13 No 4 M Direct
Footnotes
  1. Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock in an underwritten public offering.
  2. This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share, in connection with the exercise of the underwriters' option to purchase additional shares.
  3. Of this stock option award, 56,960 stock options are currently vested, with an additional 28,480 eligible to vest on March 13, 2019. An additional 213,602 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.