Filing Details
- Accession Number:
- 0001638599-18-000369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-26 10:30:21
- Reporting Period:
- 2017-11-16
- Accepted Time:
- 2018-03-26 10:30:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094139 | Ourpets Co | OPCO | Plastics Products, Nec (3089) | 341480558 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1138575 | S Evangelia Tsengas | 1300 East Street Fairport Harbor OH 44077 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-16 | 260 | $1.32 | 23,257 | No | 4 | P | Indirect | By Partnership |
| Common Stock | Acquisiton | 2017-11-16 | 2,140 | $1.34 | 25,397 | No | 4 | P | Indirect | By Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Partnership |
| No | 4 | P | Indirect | By Partnership |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Commom Stock | 4,560 | Indirect | By Partnership |
| Common Stock | 766,952 | Direct | |
| Common Stock | 3,219,378 | Indirect | By Spouse |
| Common Stock | 3,221,302 | Indirect | By Spouse |
| Common Stock | 3,224,378 | Indirect | By Spouse |
| Common Stock | 3,224,678 | Indirect | By Spouse |
| Common Stock | 3,229,378 | Indirect | By Spouse |
| Common Stock | 3,230,045 | Indirect | By Spouse |
| Common Stock | 3,232,645 | Indirect | By spouse |
| Common Stock | 3,590,013 | Indirect | By Spouse |
| Common Stock | 3,413,870 | Indirect | By Spouse |
| Common Stock | 3,613,870 | Indirect | By Spouse |
| Common Stock | 3,619,370 | Indirect | By Spouse |
| Common Stock | 3,623,870 | Indirect | By Spouse |
| Common Stock | 4,908 | Indirect | By Partnership |
| Common Stock | 10,997 | Indirect | By Partnership |
| Common Stock | 22,997 | Indirect | By Partnership |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common | Warrants | $0.50 | 2012-11-08 | 2017-11-08 | 26,389 | 0 | Indirect |
| Common | Warrants | $0.49 | 2012-11-08 | 2017-11-08 | 6,089 | 0 | Indirect |
| Common | Warrants | $0.55 | 2013-10-10 | 2018-10-10 | 125,000 | 125,000 | Indirect |
| Common | Warrants | $0.44 | 2009-09-17 | 2014-09-17 | 357,368 | 0 | Indirect |
| Common | Options | $0.29 | 2006-10-01 | 2014-10-01 | 200,000 | 0 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-11-08 | 26,389 | 0 | Indirect |
| 2017-11-08 | 6,089 | 0 | Indirect |
| 2018-10-10 | 125,000 | 125,000 | Indirect |
| 2014-09-17 | 357,368 | 0 | Indirect |
| 2014-10-01 | 200,000 | 0 | Indirect |
Footnotes
- Shares were acquired through cashless exercise of warrants originally granted September 17, 2009
- Shares were acquired through purchase by Partnership of warrants originally granted on November 8, 2012
- Shares were converted at a ratio of 10 Common to 1 to Preferred from Preferred Stock which was originally purchased on January 28, 2010,
- Shares were purchased through SENK Properties which Evangelia Tsengas owns 12%.
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