Filing Details

Accession Number:
0001638599-18-000363
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-26 10:04:09
Reporting Period:
2017-11-16
Accepted Time:
2018-03-26 10:04:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094139 Ourpets Co OPCO Plastics Products, Nec (3089) 341480558
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1138571 Steven Tsengas 1300 East Street
Fairport Harbor OH 44077
Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-16 1,124 $1.32 125,125 No 4 P Indirect By Partnership
Common Stock Acquisiton 2017-11-16 9,276 $1.34 134,404 No 4 P Indirect By Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Partnership
No 4 P Indirect By Partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 772,712 Indirect By Spouse
Common Stock 100,000 Indirect Custodian UGM
Common Stock 3,062,885 Direct
Common Stock 30,065 Indirect By Partnership
Common Stock 44,104 Indirect By Partnership
Common Stock 2,987,885 Direct
Common Stock 3,287,885 Direct
Common Stock 3,192,430 Direct
Common Stock 3,549,798 Direct
Common Stock 3,373,655 Direct
Common Stock 3,573,655 Direct
Common Stock 3,473,655 Direct
Common Stock 3,479,155 Direct
Common Stock 3,483,655 Direct
Common Stock 45,612 Indirect By Partnership
Common Stock 3,433,655 Direct
Common Stock 3,814,246 Direct
Common Stock 72,001 Indirect By Partnership
Common Stock 124,001 Indirect By Partnership
Common Stock 3,764,246 Direct
Commonn Stock 3,734,246 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Warrant $0.68 2006-08-02 2013-08-02 0 0 Direct
Common Preferred Stock $0.70 2010-01-28 52,000 0 Indirect
Common Warrant $0.80 2010-06-28 2015-06-28 0 0 Direct
Common Warrant $0.84 2010-07-16 2015-07-16 0 0 Direct
Common Warrant $0.97 2010-10-18 2015-10-18 0 0 Direct
Common Warrant $0.49 2012-11-08 2017-11-08 26,389 0 Indirect
Common Warrant $0.41 2012-12-07 2017-12-07 380,591 0 Direct
Common Option $0.50 2008-06-20 2013-06-20 0 0 Direct
Common Warrant $0.49 2008-06-20 2013-06-20 0 0 Indirect
Common Warrant $0.49 2008-06-20 2013-06-20 0 0 Indirect
Common Warrant $0.54 2013-10-10 2018-10-10 127,323 127,323 Direct
Common Option $0.35 2006-04-28 2014-04-28 0 0 Direct
Common Warrant $0.44 2009-09-17 2014-09-17 0 0 Direct
Common Option $0.29 2006-10-01 2014-10-01 0 0 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-08-02 0 0 Direct
52,000 0 Indirect
2015-06-28 0 0 Direct
2015-07-16 0 0 Direct
2015-10-18 0 0 Direct
2017-11-08 26,389 0 Indirect
2017-12-07 380,591 0 Direct
2013-06-20 0 0 Direct
2013-06-20 0 0 Indirect
2013-06-20 0 0 Indirect
2018-10-10 127,323 127,323 Direct
2014-04-28 0 0 Direct
2014-09-17 0 0 Direct
2014-10-01 0 0 Direct
Footnotes
  1. Conversion of Preferred Stock into Common Stock has no expiration date.
  2. Mr. Tsengas does not have a pecuniary interest in and is not a beneficial owner of the shares held by the Tsengas Foundation, an Ohio non-profit corporation, which is a tax-exempt, charitable foundation. The shares held by the foundation have been excluded from the amount of securities.
  3. Shares were acquired through cashless exercise of options originally granted April 28, 2004
  4. Shares were acquired through cashless exercise of warrants originally granted September 17,2009
  5. Shares were acquired through issuance of options originally granted October 1, 2004
  6. Shares were acquired through purchase of warrants granted on December 7, 2012.
  7. Shares were acquired through purchase of warrants granted on November 8, 2012.
  8. Shares were converted to 10 shares Common stock for every 1 share Preferred Stock which was originally purchased on January 28, 2010.
  9. Shares were gifted to grandchildren.
  10. Shares where purchased through SENK Properties which is 52% owned by Steven Tsengas.