Filing Details

Accession Number:
0001209191-11-008934
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-11 16:58:05
Reporting Period:
2011-02-10
Filing Date:
2011-02-11
Accepted Time:
2011-02-11 16:58:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141107 Arris Group Inc ARRS Radio & Tv Broadcasting & Communications Equipment (3663) 582588724
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185888 J Robert Stanzione 3871 Lakefield Drive
Suwanee GA 30024
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-10 100,000 $10.20 417,928 No 4 M Direct
Common Stock Disposition 2011-02-10 100,000 $13.58 317,928 No 4 S Direct
Common Stock Acquisiton 2011-02-11 165,000 $8.12 482,928 No 4 M Direct
Common Stock Disposition 2011-02-11 165,000 $13.73 317,928 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option Disposition 2011-02-11 165,000 $0.00 165,000 $8.12
Common Stock Stock option Disposition 2011-02-10 100,000 $0.00 100,000 $10.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-01-22 No 4 M Direct
400,000 2011-08-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock 14,989 Direct
Restricted Stock 94,172 Direct
Restricted Stock 90,000 Direct
Restricted Stock 120,000 Direct
Restricted Stock 78,125 Direct
Restricted Stock 130,208 Direct
Footnotes
  1. Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.75, inclusive. The reporting person undertakes to provide the issuer or any secuirty holder of the issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price witin the ranges set forth in this footnote.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.69 to $13.82, inclusive. The reporting person undertakes to provide the issuer or any secuirty holder of the issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price witin the ranges set forth in this footnote.
  4. Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 9, 2007.
  5. Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 28, 2008.
  6. Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
  7. Represents a restricted stock grant which is in part performance based. 80,000 shares of the grant are guaranteed and will vest over a two year period. 0 to 80,000 of the grant is subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2011 and will vest on 1/31/2012.
  8. Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
  9. Represents a restricted stock grant which is in part performance-based. 26,042 shares of the grant are guaranteed and will vest on 3/25/2011.0 to 104,166 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.
  10. Stock options are currently fully exercisable