Filing Details

Accession Number:
0001140361-18-014520
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-21 18:22:01
Reporting Period:
2018-03-19
Accepted Time:
2018-03-21 18:22:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604643 Evoqua Water Technologies Corp. AQUA Refrigeration & Service Industry Machinery (3580) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1720175 J. Benedict Stas Evoqua Water Technologies Corp.
210 Sixth Avenue
Pittsburgh PA 15222
Evp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-03-19 86,950 $21.29 219,060 No 4 S Direct
Common Stock Disposition 2018-03-21 13,043 $21.29 206,017 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. This sale of shares of the issuer's common stock was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 2,000 shares, with the purchase by the reporting person of 2,000 shares of the issuer's common stock at a price of $18.00 per share on November 6, 2017 as part of a directed share program in connection with the issuer's initial public offering. The reporting person has agreed to pay to the issuer $6,570.00, representing the full amount of the profit realized in connection with the short-swing transaction, less the underwriting discount of $0.715 per share.
  2. These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018.
  3. This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share.
  4. This amount includes 203,545 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017.