Filing Details

Accession Number:
0001040593-18-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-20 18:40:11
Reporting Period:
2018-03-09
Accepted Time:
2018-03-20 18:40:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1040593 Carrizo Oil & Gas Inc CRZO Crude Petroleum & Natural Gas (1311) 760415919
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1044584 Iv P S Johnson 500 Dallas Street
Suite 2300
Houston TX 77002
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-17 12,231 $0.00 211,425 No 4 M Direct
Common Stock Acquisiton 2018-03-17 17,089 $0.00 228,514 No 4 M Direct
Common Stock Acquisiton 2018-03-17 28,557 $0.00 257,071 No 4 M Direct
Common Stock Acquisiton 2018-03-17 34,262 $0.00 291,333 No 4 M Direct
Common Stock Disposition 2018-03-20 36,257 $14.83 255,076 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2018-03-09 190,527 $0.00 190,527 $0.00
Common Stock Stock Appreciation Rights Acquisiton 2018-03-09 136,251 $0.00 136,251 $14.67
Common Stock Performance Share Units Disposition 2018-03-17 13,978 $0.00 13,978 $0.00
Common Stock Restricted Stock Units Disposition 2018-03-17 17,089 $0.00 17,089 $0.00
Common Stock Restricted Stock Units Disposition 2018-03-17 28,557 $0.00 28,557 $0.00
Common Stock Restricted Stock Units Disposition 2018-03-17 34,262 $0.00 34,262 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
190,527 No 4 A Direct
136,251 2025-03-17 No 4 A Direct
0 No 4 M Direct
0 No 4 M Direct
28,557 No 4 M Direct
68,524 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 400,000 Indirect by family limited partnership
Footnotes
  1. This amount represents approximately 87.5% of the target performance share units granted based upon the issuer's total shareholder return measured against an industry peer group over a three year period.
  2. These transactions were effected in accordance with Rule 10b5-1.
  3. The sales reported in this Form 4 were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of equity awards.
  4. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $14.69 to $15.10, inclusive.
  5. Each restricted stock unit represents a contingent right to receive one share of common stock.
  6. These restricted stock units vest in three equal installments on March 17, 2019, March 17, 2020 and March 17, 2021.
  7. These stock appreciation rights are settled solely in cash.
  8. These stock appreciation rights vest in three equal installments on March 17, 2019, March 17, 2020 and March 17, 2021.
  9. Each performance share unit represents a contingent right to receive one share of common stock.
  10. These performance share units vested on March 17, 2018. The number of performance share units can range from 0% to 200% of the units granted based upon the issuer's total shareholder return measured against an industry peer group over a three year period.
  11. These restricted stock units vested in three equal installments on March 17, 2016, March 17, 2017 and March 17, 2018.
  12. These restricted stock units vested, or will vest, in three equal installments on March 17, 2017, March 17, 2018 and March 17, 2019.
  13. These restricted stock units vested, or will vest, in three equal installments on March 17, 2018, March 17, 2019 and March 17, 2020.