Filing Details

Accession Number:
0001250853-18-000045
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-19 21:05:27
Reporting Period:
2018-03-15
Accepted Time:
2018-03-19 21:05:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
740664 R F Industries Ltd RFIL Electronic Connectors (3678) 880168936
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1278604 F Howard Hill 7610 Miramar Rd
Suite 6000
San Diego CA 92126-4202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-15 10,000 $1.50 234,221 No 4 M Direct
Common Stock Disposition 2018-03-15 10,000 $4.65 224,221 No 4 S Direct
Common Stock Acquisiton 2018-03-16 10,000 $1.50 234,221 No 4 M Direct
Common Stock Disposition 2018-03-16 10,000 $4.50 224,221 No 4 S Direct
Common Stock Acquisiton 2018-03-19 17,339 $1.50 241,560 No 4 M Direct
Common Stock Acquisiton 2018-03-19 2,661 $1.80 244,221 No 4 M Direct
Common Stock Disposition 2018-03-19 20,000 $4.61 224,221 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-03-15 10,000 $0.00 10,000 $1.50
Common Stock Stock Option (right to buy) Disposition 2018-03-16 10,000 $0.00 10,000 $1.50
Common Stock Stock Option (right to buy) Disposition 2018-03-19 17,339 $0.00 17,339 $1.50
Common Stock Stock Option (right to buy) Disposition 2018-03-19 2,661 $0.00 2,661 $1.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
67,339 2021-11-08 No 4 M Direct
57,339 2021-11-08 No 4 M Direct
40,000 2021-11-08 No 4 M Direct
12,339 2022-09-07 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.60 to $4.65, inclusive. The reporting person undertakes to provide to RF Industries Ltd, any security holder of RF Industries Ltd, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  2. Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.
  3. Stock Options vested on the date of grant and were immediately exercisable.