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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-03-19 16:19:35
Reporting Period:
Accepted Time:
2018-03-19 16:19:35
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1020859 United Natural Foods Inc UNFI Wholesale-Groceries, General Line (5141) 050376157
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1240663 S Michael Funk C/o United Natural Foods, Inc.
313 Iron Horse Way
Providence RI 02908
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-15 4,590 $0.00 46,456 No 4 M Direct
Common Stock Disposition 2018-03-15 1,710 $43.98 44,746 No 4 F Direct
Common Stock Acquisiton 2018-03-15 5,625 $24.54 50,371 No 4 M Direct
Common Stock Disposition 2018-03-16 5,625 $44.56 44,746 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2018-03-15 4,590 $0.00 4,590 $0.00
Common Stock Employee Stock Option (right to buy) Disposition 2018-03-15 5,625 $24.54 5,625 $24.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
0 2018-09-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,228 Indirect See footnote
  1. Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
  2. On March 15, 2018, 4,590 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 1,710 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
  3. Represents 4,228 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of March 16, 2018.
  4. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
  5. The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant.
  6. United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
  7. The stock options vest and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, and expire on the tenth anniversary of the grant.