Filing Details
- Accession Number:
- 0001127602-18-012001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-19 14:42:07
- Reporting Period:
- 2018-03-15
- Accepted Time:
- 2018-03-19 14:42:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14707 | Caleres Inc | CAL | Footwear, (No Rubber) (3140) | 430197190 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1481947 | R Daniel Freidman | 156 W. 56Th Street New York NY 10019 | Div Pres, Whls Prod & Source | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-15 | 12,000 | $0.00 | 91,733 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2018-03-18 | 2,997 | $31.50 | 88,736 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-03-19 | 2,000 | $3.33 | 90,736 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-19 | 2,000 | $31.81 | 88,736 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-03-19 | 2,000 | $0.00 | 2,000 | $3.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,394 | Indirect | Indirect holding through 401 (k) Plan |
Footnotes
- Restricted stock vests 50% after 2 years and 50% after 3 years.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2017.
- This option became exercisable in ten equal annual installments beginning 3/4/2010
Billionaire Hedge Funds
