- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2018-03-19 11:07:57
- Reporting Period:
- Accepted Time:
- 2018-03-19 11:07:57
- SEC Url:
- Form 4 Filing
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1236019||D Roy Yates||1818 Market Street |
Philadelphia PA 19103
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Common Stock||Stock Option (Right to Buy)||Disposition||2018-03-15||20,000||$0.00||20,000||$10.78|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Common Stock||33,478||Indirect||By Son|
|Common Stock||330||Indirect||Restricted Stock VII|
|Common Stock||22,037||Indirect||Restricted Stock X|
|Common Stock||2,410||Indirect||Restricted Stock XIII|
|Sec. Name||Sec. Type||Price||Date||Expiration Date||Amount||Remaning Holdings||Nature of Ownership|
|Common Stock||Stock Option (Right to Buy)||$7.59||2019-03-09||5,499||5,499||Direct|
|Common Stock||Stock Option (Right to Buy)||$7.62||2021-05-27||5,499||5,499||Direct|
|Common Stock||Stock Option (Right to Buy)||$8.30||2022-03-23||10,999||10,999||Direct|
|Common Stock||Stock Option (Right to Buy)||$8.40||2023-01-17||10,999||10,999||Direct|
|Common Stock||Stock Option (Right to Buy)||$8.82||2020-03-05||5,499||5,499||Direct|
|Common Stock||Stock Option (Right to Buy)||$10.77||2024-02-20||13,748||13,748||Direct|
|Expiration Date||Amount||Remaning Holdings||Nature of Ownership|
- This Form 4 reflects the sale of shares pursuant to a Board-approved Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.70 to $15.90, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares of restricted stock vest in 5 equal annual installments with the first 20% vesting on February 20, 2015, the first anniversary of the date of the award.
- Shares of restricted stock vest in 3 installments with the first 33 1/3% vesting on June 9, 2017, the first anniversary of the date of the award, and the second and third installments vesting on January 9, 2018 and January 9, 2019, respectively.
- Shares of restricted stock will fully vest on January 25, 2019.
- Stock options are fully vested and exercisable.
- Stock options vest in 5 equal annual installments with the first 20% vesting on February 20, 2015, the first anniversary of the date of the grant.