Filing Details

Accession Number:
0001649338-18-000045
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-16 17:47:25
Reporting Period:
2018-03-15
Accepted Time:
2018-03-16 17:47:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1649338 Broadcom Ltd AVGO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211588 E Hock Tan C/O Avago Technologies Us Inc.
1320 Ridder Park Drive
San Jose CA 95131
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, No Par Value Acquisiton 2018-03-15 20,000 $38.99 129,834 No 4 M Direct
Ordinary Shares, No Par Value Disposition 2018-03-15 17,400 $264.02 112,434 No 4 S Direct
Ordinary Shares, No Par Value Disposition 2018-03-15 2,600 $264.91 109,834 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares, No Par Value Stock Option (Right to Buy) Disposition 2018-03-15 20,000 $0.00 20,000 $38.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,477,916 2020-09-12 No 4 M Direct
Footnotes
  1. Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. Includes 4,507 Restricted Share Units.
  3. Transaction executed in multiple trades at prices ranging from $263.65 to $264.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  4. Transaction executed in multiple trades at prices ranging from $264.66 to $265.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  5. Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met.