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Filing Details

Accession Number:: 0000034563-18-000030
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-16 16:17:04
Reporting Period:: 2018-03-12

Accepted Time:: 2018-03-16 16:17:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
34563	Farmer Brothers Co	FARM	Miscellaneous Food Preparations & Kindred Products (2090)	950725980

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1315366	Farmer Jeanne Grossman	Farmer Bros. Co. 1912 Farmer Brothers Drive Northlake TX 76262		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $1.00 Par Value	Disposition	2018-03-12	10,000	$33.27	1,860,063	No	4	S	Indirect	Trusts
Common Stock, $1.00 Par Value	Disposition	2018-03-13	2,080	$33.54	1,857,983	No	4	S	Indirect	Trusts
Common Stock, $1.00 Par Value	Disposition	2018-03-14	3,620	$33.50	1,854,363	No	4	S	Indirect	Trusts

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Trusts
No	4	S	Indirect	Trusts
No	4	S	Indirect	Trusts

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $1.00 Par Value	18,874	Direct

Footnotes

This Form 4 is being filed late due to an inadvertent administrative error.
Open market sale. This transaction was executed in multiple trades at prices ranging from $33.00 to $33.50; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the respective numbers of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Issuer's stock ownership guidelines.
Reflects all of the shares of the Issuer's Common Stock owned directly by various family trusts of which the Reporting Person is the sole trustee, co-trustee, beneficiary, and/or settlor, as reported in the Issuer's Definitive Proxy statement on Schedule 14A filed with the SEC on October 27, 2017, after giving effect to subsequent transactions by the Reporting Person, including this reported transaction. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
Open market sale. This transaction was executed in multiple trades at prices ranging from $33.50 to $33.55; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the respective numbers of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Issuer's stock ownership guidelines.
Open market sale. This transaction was executed in multiple trades each at a price of $33.50 per share. The Reporting Person hereby undertakes to provide full information regarding the respective numbers of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Issuer's stock ownership guidelines.