Filing Details
- Accession Number:
- 0001437749-18-004807
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2018-03-16 08:00:08
- Reporting Period:
- 2018-01-31
- Accepted Time:
- 2018-03-16 08:00:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1036188 | Qad Inc | QADA, QADB | Services-Prepackaged Software (7372) | 770105228 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1102753 | M Pamela Lopker | 100 Innovation Place Santa Barbara CA 93108 | President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock ($0.001 Par Value) | Disposition | 2017-12-28 | 18,500 | $0.00 | 5,020,095 | No | 5 | G | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2017-12-27 | 2,050 | $38.61 | 3,034 | No | 4 | S | Indirect | Lopker Family 1997 Charitable Remainder Trust |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2017-12-29 | 3,034 | $0.00 | 0 | No | 5 | G | Indirect | Lopker Family 1997 Charitable Remainder Trust |
| Class B Common Stock ($0.001 Par Value) | Disposition | 2017-12-29 | 1,247 | $0.00 | 0 | No | 5 | G | Indirect | Lopker Family 1997 Charitable Remainder Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Indirect | Lopker Family 1997 Charitable Remainder Trust |
| No | 5 | G | Indirect | Lopker Family 1997 Charitable Remainder Trust |
| No | 5 | G | Indirect | Lopker Family 1997 Charitable Remainder Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock ($0.001 Par Value) | 103,511 | Direct | |
| Class B Common Stock ($0.001 Par Value) | 30,193 | Direct | |
| Class A Common Stock ($0.001 Par Value) | 103,860 | Indirect | By spouse |
| Class B Common Stock ($0.001 Par Value) | 30,441 | Indirect | By spouse |
| Class B Common Stock ($0.001 Par Value) | 2,357,535 | Direct |
Billionaire Hedge Funds
