Filing Details

Accession Number:
0001518715-18-000110
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-15 19:10:39
Reporting Period:
2018-03-14
Accepted Time:
2018-03-15 19:10:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1518715 Homestreet Inc. HMST () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1396928 K Mark Mason 601 Union Street, Suite 2000
Seattle WA 98101
Ceo, President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-14 5,220 $0.00 140,273 No 4 M Direct
Common Stock Disposition 2018-03-14 1,485 $30.50 138,788 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Share Units Disposition 2018-03-14 5,220 $0.00 5,220 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 12,695 shares. Any portion of the award not vested terminated as of the date of this issuance.
  2. Shares sold to cover reporting person's tax liability in connection with the March 8, 2018 vesting of Restricted Stock Units.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $30.55, inclusive. The reporting person undertakes to provide to HomeStreet, any security holder of HomeStreet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Each PSU represents a contingent right to receive one share of HomeStreet common stock.