Filing Details
- Accession Number:
- 0001127602-18-011705
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-15 16:30:27
- Reporting Period:
- 2018-03-13
- Accepted Time:
- 2018-03-15 16:30:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234091 | C Thomas Zielinski | 120 Monument Circle Indianapolis IN 46204 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-13 | 3,000 | $108.35 | 29,084 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-13 | 5,588 | $146.93 | 34,672 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-13 | 6,763 | $131.80 | 41,435 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-13 | 5,104 | $166.97 | 46,539 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-13 | 14,255 | $228.98 | 32,284 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-13 | 6,200 | $229.80 | 26,084 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-03-13 | 3,000 | $0.00 | 3,000 | $108.35 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-03-13 | 5,588 | $0.00 | 5,588 | $146.93 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-03-13 | 6,763 | $0.00 | 6,763 | $131.80 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-03-13 | 5,104 | $0.00 | 5,104 | $166.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,064 | 2021-06-02 | No | 4 | M | Direct | |
| 0 | 2025-03-02 | No | 4 | M | Direct | |
| 6,764 | 2026-03-01 | No | 4 | M | Direct | |
| 10,210 | 2027-03-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $228.49 to $229.47. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $229.50 to $230.22. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option represents a right to purchase a total of 21,191 shares, and is exercisable in six semi-annual installments with one installment of 3,531 shares and five installments of 3,532 shares each beginning on December 2, 2014, which is the six-month anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 16,762 shares and is exercisable in six semi annual installments with two installments of 2,793 shares each and four installments of 2,794 shares each beginning on September 2, 2015, which is the six-month anniversary of the date on which the option was granted.
- The option represents a right to purchase a total of 20,289 shares, and is exercisable in six semi-annual installments, with three installments of 3,381 shares each and three installments of 3,382 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.
- The option represents a right to purchase a total of 15,314 shares, and is exercisable in six semi-annual installments, with four installments of 2,552 shares each and two installments of 2,553 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.
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