Filing Details
- Accession Number:
- 0000927089-18-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-15 15:20:36
- Reporting Period:
- 2018-03-14
- Accepted Time:
- 2018-03-15 15:20:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1391933 | Quaint Oak Bancorp Inc | QNTO | Savings Institutions, Not Federally Chartered (6036) | 352293957 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403489 | J John Augustine | C/O Quaint Oak Bancorp, Inc. 501 Knowles Avenue Southampton PA 18966 | Evp & Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-14 | 13,886 | $5.00 | 24,772 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-14 | 5,260 | $13.20 | 19,512 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-14 | 13,886 | $0.00 | 13,886 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-14 | 2018-05-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,045 | Indirect | By 401(k) Plan |
| Common Stock | 22,200 | Indirect | By IRA |
| Common Stock | 3,000 | Indirect | By Spouse |
| Common Stock | 12,580 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $8.10 | 2023-05-08 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-05-08 | 20,000 | 20,000 | Direct |
Footnotes
- Includes 1,070 shares held in the 2008 Recognition and Retention Plan Trust which reflect the unvested portion of a grant amount originally covering 5,318 shares (adjusted to reflect the September 8, 2015, 2-for-1 stock split) that commenced vesting at a rate of 20% per year on May 8, 2014 and 338 shares granted prusuant to the 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 1,682 shares (adjusted to reflect the September 8, 2015, 2-for-1 stock split) that commenced vesting at a rate of 20% per year on May 8, 2014.
- Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated March 15, 2018.
- Includes shares allocated to the reporting person's ESOP account since the last filed Form 4.
- The options vested at a rate of 20% per year commencing on May 14, 2009.
- The options are vesting at a rate of 20% per year commencing on May 8, 2014.
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