Home > Insider Trading > Filing (0001562762-18-000097)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1692427	Ncs Multistage Holdings Inc.	NCSM	Oil & Gas Field Services, Nec (1389)	461527455

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1699916	Tim Willems	C/O Ncs Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston TX 77070	Chief Operations Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-03-14	21,235	$1.24	568,494	No	4	X	Indirect	By Family Limited Partnership
Common Stock	Disposition	2018-03-14	21,235	$15.77	547,259	No	4	S	Indirect	By Family Limited Partnership

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Indirect	By Family Limited Partnership
No	4	S	Indirect	By Family Limited Partnership

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy)	Disposition	2018-03-14	21,235	$0.00	21,235	$1.24

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-01-09	No	4	X	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	22,572	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option (right to buy)	$5.88		2022-12-21	114,612	114,612	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-12-21	114,612	114,612	Direct

Footnotes

These securities are held by the Willems Family Limited Partnership, a limited partnership of which the reporting person and his spouse are co-trustees of the sole general partner, Willems Family Management Trust. The reporting person disclaims beneficial ownership of the Issuer's securities held by the Willems Family Limited Partnership except to the extent of his pecuniary interest therein.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Consists of 22,572 restricted stock units which vest in three equal annual installments beginning on March 1, 2019.
These options have vested and are exercisable.
Consists of 45,846 vested and exercisable options and 68,766 options that vest and become exercisable in three equal annual installments beginning on May 3, 2018.