Filing Details

Accession Number:
0001213900-18-002971
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-14 16:30:07
Reporting Period:
2014-02-03
Accepted Time:
2018-03-14 16:30:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
707511 Regenerx Biopharmaceuticals Inc RGRX Pharmaceutical Preparations (2834) 521253406
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495790 S.a. Sinaf 26, Boulevard Royal
Luxembourg N4 L-2449
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-03 64,575 $0.00 11,584,795 No 4 J Direct
Common Stock Disposition 2018-03-13 11,584,795 $0.23 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Convertible Promissory Note (right to buy) Disposition 2018-03-13 0 $150,000.00 0 $0.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-09-12 No 4 S Direct
Footnotes
  1. Represents shares escheated to the State of Delaware by the transfer agent. The reporting person did not receive notice of the escheatment and became aware that such shares were escheated during an internal review in 2017. The reporting person has submitted a claim for the payment of the market value of such shares.
  2. Represents shares sold by the reporting person and purchased by Essetifin S.p.A., an Italian corporation ("Essetifin"), pursuant to a purchase agreement by and between Essetifin and the reporting person (the "Purchase Agreement").
  3. Represents a $150,000 convertible promissory note (the "Note") sold by the reporting person and purchased by Essetifin for an aggregate of $183,780.82, pursuant to the Purchase Agreement. The reporting person purchased the Note on September 12, 2013, from the issuer in a private placement. The Note and any accrued interest thereon are convertible at the option of the holder at any time prior to repayment of the Note into common stock at a conversion price of $0.06 per share. The Note is payable upon the written demand of the holder thereof at any time after September 10, 2018 (the "Maturity Date"). Interest accrues on the unpaid principal amount at a rate equal to 5% per annum, but it is not due and payable until the written demand of the holder for payment on or after the Maturity Date. The current outstanding principal amount, if converted into common stock, would result in the issuance of 2,500,000 shares. The number of shares of common stock to be issued upon conversion will be fixed on the conversion date.