Filing Details
- Accession Number:
- 0001375151-18-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-14 16:15:52
- Reporting Period:
- 2018-03-12
- Accepted Time:
- 2018-03-14 16:15:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1375151 | Zogenix Inc. | ZGNX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1279735 | C Louis Bock | C/O Zogenix, Inc. 5858 Horton Street, Suite 455 Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-12 | 218 | $28.00 | 218 | No | 4 | M | Indirect | See foonote |
Common Stock | Acquisiton | 2018-03-12 | 218 | $20.00 | 436 | No | 4 | M | Indirect | See footnote |
Common Stock | Acquisiton | 2018-03-12 | 218 | $32.00 | 654 | No | 4 | M | Indirect | See foonote |
Common Stock | Acquisiton | 2018-03-12 | 1,562 | $30.96 | 2,216 | No | 4 | M | Indirect | See foonote |
Common Stock | Acquisiton | 2018-03-12 | 6,250 | $15.04 | 8,466 | No | 4 | M | Indirect | See foonote |
Common Stock | Acquisiton | 2018-03-12 | 4,375 | $14.88 | 12,841 | No | 4 | M | Indirect | See foonote |
Common Stock | Acquisiton | 2018-03-12 | 5,625 | $12.00 | 18,466 | No | 4 | M | Indirect | See foonote |
Common Stock | Acquisiton | 2018-03-12 | 6,250 | $15.52 | 24,716 | No | 4 | M | Indirect | See foonote |
Common Stock | Disposition | 2018-03-12 | 24,716 | $44.83 | 0 | No | 4 | S | Indirect | See foonote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | See foonote |
No | 4 | M | Indirect | See footnote |
No | 4 | M | Indirect | See foonote |
No | 4 | M | Indirect | See foonote |
No | 4 | M | Indirect | See foonote |
No | 4 | M | Indirect | See foonote |
No | 4 | M | Indirect | See foonote |
No | 4 | M | Indirect | See foonote |
No | 4 | S | Indirect | See foonote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-12 | 218 | $0.00 | 218 | $28.00 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-12 | 218 | $0.00 | 218 | $20.00 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-12 | 218 | $0.00 | 218 | $32.00 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-12 | 1,562 | $0.00 | 1,562 | $30.96 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-12 | 6,250 | $0.00 | 6,250 | $15.04 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-12 | 4,375 | $0.00 | 4,375 | $14.88 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-12 | 5,625 | $0.00 | 5,625 | $12.00 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-12 | 6,250 | $0.00 | 6,250 | $15.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-10-20 | No | 4 | M | Indirect | |
0 | 2019-09-01 | No | 4 | M | Indirect | |
0 | 2020-05-30 | No | 4 | M | Indirect | |
0 | 2021-05-24 | No | 4 | M | Indirect | |
0 | 2022-04-27 | No | 4 | M | Indirect | |
0 | 2022-06-05 | No | 4 | M | Indirect | |
0 | 2023-06-18 | No | 4 | M | Indirect | |
0 | 2024-05-21 | No | 4 | M | Indirect |
Footnotes
- Pursuant to the policies of Scale Venture Partners II, LP ("Scale Partners") and Scale Venture Management II, LLC ("Scale Management II") and Scale Management LLC ("Scale Management"), the Reporting Person is deemed to hold the reported security for the benefit of Scale Management. The stock options were exercised and the underlying shares of Common Stock were sold at the direction of Scale Partners and Scale Management II. Scale Management may be deemed the indirect beneficial owner of the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The shares were sold at prices ranging between $44.75 and $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.