Filing Details

Accession Number:
0001179110-18-004232
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-13 19:54:53
Reporting Period:
2018-03-09
Accepted Time:
2018-03-13 19:54:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1475841 National Bank Holdings Corp NBHC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1275309 F Brian Lilly 7800 East Orchard Road, Suite 300
Greenwood Village CO 80111
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-09 74,769 $20.00 203,846 No 4 M Direct
Common Stock Disposition 2018-03-09 74,769 $33.52 129,077 No 4 S Direct
Common Stock Acquisiton 2018-03-12 25,231 $20.00 154,308 No 4 M Direct
Common Stock Acquisiton 2018-03-12 16,300 $18.09 170,608 No 4 M Direct
Common Stock Acquisiton 2018-03-12 11,900 $18.92 182,508 No 4 M Direct
Common Stock Acquisiton 2018-03-12 9,064 $19.08 191,572 No 4 M Direct
Common Stock Acquisiton 2018-03-12 1,718 $20.00 193,290 No 4 M Direct
Common Stock Disposition 2018-03-12 64,213 $33.81 129,077 No 4 S Direct
Common Stock Acquisiton 2018-03-13 5,672 $20.00 134,749 No 4 M Direct
Common Stock Acquisiton 2018-03-13 7,109 $19.56 141,858 No 4 M Direct
Common Stock Disposition 2018-03-13 15,376 $33.81 126,482 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-03-09 74,769 $0.00 74,769 $20.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-03-12 25,231 $0.00 25,231 $20.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-03-12 16,300 $0.00 16,300 $18.09
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-03-12 11,900 $0.00 11,900 $18.92
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-03-12 9,064 $0.00 9,064 $19.08
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-03-12 1,718 $0.00 1,718 $20.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-03-13 5,672 $0.00 5,672 $20.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-03-13 7,109 $0.00 7,109 $19.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,231 2022-02-27 No 4 M Direct
0 2022-02-27 No 4 M Direct
0 2023-05-02 No 4 M Direct
0 2024-04-29 No 4 M Direct
4,534 2025-04-28 No 4 M Direct
5,672 2023-05-02 No 4 M Direct
0 2023-05-02 No 4 M Direct
14,218 2026-03-01 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.50 to $33.62, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.80 to $33.89, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.80 to $33.92, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  4. Time-vested stock option award. Stock options vested in equal installments on February 27, 2013, February 27, 2014, and February 27, 2015.
  5. Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017.
  6. Time-vested stock option award. Stock options vested in equal installments on April 29, 2015, April 29, 2016, and April 29, 2017.
  7. Time-vested stock option award. Stock options vest in equal installments on April 28, 2016, April 28, 2017, and April 28, 2018.
  8. Time-vested stock option award. Stock options vest in equal installments on April 28, 2017, April 28, 2018, and April 28, 2019.