Filing Details

Accession Number:
0001209191-18-019420
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-13 19:17:36
Reporting Period:
2018-03-09
Accepted Time:
2018-03-13 19:17:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1365101 Primo Water Corp PRMW Wholesale-Groceries, General Line (5141) 300278688
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1706875 W. David Hass 101 North Cherry Street, Suite 501
Winston-Salem NC 27101
Chief Strategy Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-02-27 4,000 $0.00 102,131 No 5 G Direct
Common Stock Acquisiton 2018-03-09 500 $11.95 16,901 No 4 P Indirect See Footnote
Common Stock Acquisiton 2018-03-09 500 $11.98 5,250 No 4 P Indirect See Footnote
Common Stock Acquisiton 2018-03-09 4,282 $0.00 106,413 No 4 A Direct
Common Stock Disposition 2018-03-09 1,467 $11.95 104,946 No 4 F Direct
Common Stock Acquisiton 2018-03-11 2,500 $0.00 107,446 No 4 M Direct
Common Stock Disposition 2018-03-12 881 $11.95 106,565 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2018-03-09 6,000 $0.00 6,000 $0.00
Common Stock Restricted Stock Units Disposition 2018-03-11 2,500 $0.00 2,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,000 No 4 A Direct
2,500 No 4 M Direct
Footnotes
  1. Held by David W. Hass Living Trust, of which David Hass is a trustee.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.95 to $12.01, inclusive. The reporting person undertakes to provide to Primo Water Corporation, any security holder of Primo Water Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
  3. These shares of common stock are owned by HB Capital LLC, of which David Hass is a member. Mr. Hass may be deemed an indirect beneficial owner of the securities held directly by HB Capital LLC. Mr. Hass disclaims beneficial ownership of the securities held directly by HB Capital LLC, except to the extent of his pecuniary interest therein.
  4. These restricted stock units may only be settled in stock and vest immediately.
  5. Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on March 9, 2018.
  6. Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on March 11, 2018.
  7. Each restricted stock unit represents a contingent right to receive one share of common stock.
  8. These restricted stock units vest in equal annual installments on March 9 of 2019, 2020 and 2021.
  9. These restricted stock units vest in equal annual installments on March 11 of 2017, 2018 and 2019.