Filing Details
- Accession Number:
- 0001209191-18-019237
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-13 16:34:47
- Reporting Period:
- 2018-03-12
- Accepted Time:
- 2018-03-13 16:34:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1458962 | Mindbody Inc. | MB | Services-Computer Processing & Data Preparation (7374) | 201898451 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1680624 | Kunal Mittal | 4051 Broad St, Suite 220 San Luis Obispo CA 93401 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2018-03-12 | 1,210 | $40.00 | 52,494 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2018-03-12 | 3,734 | $13.91 | 56,228 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2018-03-12 | 1,266 | $16.98 | 57,494 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-03-12 | 5,000 | $40.00 | 52,494 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2018-03-12 | 3,734 | $0.00 | 3,734 | $13.91 |
| Class A Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2018-03-12 | 1,266 | $0.00 | 1,266 | $16.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,041 | 2026-03-21 | No | 4 | M | Direct | |
| 19,034 | 2026-08-22 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Includes 44,690 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- One-fourth (1/4th) of the shares subject to the option vested on March 21, 2017, and one forty-eighth (1/48th) of the total shares subject to the option vests monthly thereafter, subject to the Reporting Person continuing to be a Service Provider through each applicable vesting date.
- One-fourth (1/4th) of the shares subject to the option vested on August 22, 2017, and one forty-eighth (1/48th) of the total shares subject to the option vests monthly thereafter, subject to the Reporting Person continuing to be a Service Provider through each applicable vesting date.
Billionaire Hedge Funds
