Filing Details

Accession Number:
0001058867-18-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-13 11:46:15
Reporting Period:
2018-03-09
Accepted Time:
2018-03-13 11:46:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1058867 Guaranty Bancshares Inc GNTY National Commercial Banks (6021) 751656431
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1275804 L. Kirk Lee 201 South Jefferson Avenue
Mount Pleasant TX 75455
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-03-09 1,500 $35.01 24,378 No 4 S Direct
Common Stock Disposition 2018-03-09 1,300 $35.10 23,078 No 4 S Direct
Common Stock Disposition 2018-03-09 899 $35.04 22,179 No 4 S Direct
Common Stock Disposition 2018-03-09 106 $35.04 22,073 No 4 S Direct
Common Stock Disposition 2018-03-09 627 $35.08 21,446 No 4 S Direct
Common Stock Disposition 2018-03-12 167 $35.04 21,279 No 4 S Direct
Common Stock Disposition 2018-03-12 167 $35.04 21,112 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 64,000 Direct
Common Stock 95,121 Indirect By Issuer KSOP
Footnotes
  1. Held through Individual Retirement Account. On March 8, 2018, Kirk Lee transferred 25,878 shares of common stock allocated to his employer stock account in the Issuer's Employee Stock Ownership Plan with 401(k) Provisions ("KSOP") to an individual retirement account maintained by Guaranty Bank & Trust, N.A. as IRA custodian for Kirk Lee, through a rollover transaction permitted by the terms of the Issuer's KSOP. All sales of common stock reported on this Form 4 relate to sales of shares held through Mr. Lee's individual retirement account.
  2. Shares held jointly by Mr. Lee and his spouse.