Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-03-13 11:17:07
Reporting Period:
Accepted Time:
2018-03-13 11:17:07
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
730464 Adtalem Global Education Inc. ATGE Services-Educational Services (8200) 363150143
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1450092 W Lisa Wardell 3005 Highland Parkway
Downers Grove IL 60515
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-12 61,056 $49.80 168,157 No 4 M Direct
Common Stock Disposition 2018-03-12 61,056 $49.80 107,101 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2018-03-12 61,056 $0.00 61,056 $17.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
183,169 2017-05-26 2026-05-26 No 4 M Direct
  1. Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.
  2. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2018.
  3. This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.