Filing Details

Accession Number:
0001209191-18-018974
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-12 19:23:32
Reporting Period:
2018-03-08
Accepted Time:
2018-03-12 19:23:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1607716 Vivint Solar Inc. VSLR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1367405 C Dana Russell 1800 West Ashton Blvd
Lehi UT 84043
Cfo And Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-08 9,026 $1.30 337,658 No 4 M Direct
Common Stock Disposition 2018-03-08 9,026 $3.25 328,632 No 4 S Direct
Common Stock Disposition 2018-03-08 8,400 $3.25 320,232 No 4 S Direct
Common Stock Acquisiton 2018-03-09 4,196 $1.30 324,428 No 4 M Direct
Common Stock Disposition 2018-03-09 4,196 $3.25 320,232 No 4 S Direct
Common Stock Disposition 2018-03-09 4,121 $3.25 316,111 No 4 S Direct
Common Stock Acquisiton 2018-03-12 5,909 $1.30 322,020 No 4 M Direct
Common Stock Disposition 2018-03-12 5,909 $3.25 316,111 No 4 S Direct
Common Stock Disposition 2018-03-12 4,763 $3.25 311,348 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-03-08 9,026 $0.00 9,026 $1.30
Common Stock Stock Option (Right to Buy) Disposition 2018-03-09 4,196 $0.00 4,196 $1.30
Common Stock Stock Option (Right to Buy) Disposition 2018-03-12 5,909 $0.00 5,909 $1.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
805,977 2024-01-23 No 4 M Direct
801,781 2024-01-23 No 4 M Direct
795,872 2024-01-23 No 4 M Direct
Footnotes
  1. The sales reported by Mr. Russell were effected pursuant to a Rule 10b5-1 trading plan.
  2. This option is vested as to 537,378 shares. Of the remaining 313,725 unvested shares subject to the original grant, 117,647 shares vest in equal annual installments on November 18, 2017 and November 18, 2018, and 196,078 vest in equal installments on May 15, 2018 and 2019 or, if earlier, when 313 Acquisition LLC receives cash proceeds with respect to its holdings of the issuer's common stock in an amount that equals $500 million more than its cumulative investment in the issuer's common stock.