Filing Details

Accession Number:
0000899243-18-007181
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-12 19:12:41
Reporting Period:
2018-03-07
Accepted Time:
2018-03-12 19:12:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1513363 Fidus Investment Corp FDUS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205624 H Edward Ross C/O Fidus Investment Corporation
1603 Orrington Avenue, Suite 1005
Evanston IL 60201
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-07 3,500 $13.18 171,455 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $13.12 to $13.20 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Fidus Investment Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased in each transaction.