Filing Details
- Accession Number:
- 0001209191-18-018965
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-12 19:12:30
- Reporting Period:
- 2018-03-09
- Accepted Time:
- 2018-03-12 19:12:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1413837 | First Foundation Inc. | FFWM | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594286 | Max Briggs | 18101 Von Karman Suite 700 Irvine CA 92612 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-09 | 9,991 | $7.50 | 11,101 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-09 | 9,991 | $19.01 | 1,110 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-12 | 14,704 | $7.50 | 15,814 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-12 | 14,704 | $19.00 | 1,110 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 29,373 | Indirect | by family trust |
| Common Stock | 6,000 | Indirect | by spouse |
Footnotes
- Option Exercise Price
Billionaire Hedge Funds
