Filing Details
- Accession Number:
- 0000899243-18-007160
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-03-12 17:37:50
- Reporting Period:
- 2014-11-18
- Accepted Time:
- 2018-03-12 17:37:50
- Original Submission Date:
- 2014-11-20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1578348 | Cm Finance Inc | CMFN | () | 462883380 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1592804 | E Christopher Jansen | C/O Cm Finance Inc 601 Lexington Ave, 26Th Floor New York NY 10022 | President And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-18 | 2,000 | $12.58 | 73,669 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The price shown in Column 4 is the weighted average purchase price of the shares of common stock of CM Finance Inc (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $12.50 to $12.65 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- Includes 0.053 shares acquired under the CM Finance Inc dividend reinvestment plan.
- This Form 4 amendment is being filed to correct a typographical error in the number of shares of the Issuer's common stock previously reported as being beneficially owned by Mr. Jansen following his November 18, 2014 purchase of 2,000 shares.
Billionaire Hedge Funds
