Filing Details
- Accession Number:
- 0001214659-18-002046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-12 16:30:15
- Reporting Period:
- 2018-03-08
- Accepted Time:
- 2018-03-12 16:30:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72331 | Nordson Corp | NDSN | General Industrial Machinery & Equipment, Nec (3569) | 340590250 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374208 | F Michael Hilton | 28601 Clemens Road Westlake OH 44145 | President & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-08 | 31,500 | $43.73 | 241,274 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 31,500 | $137.40 | 209,774 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-09 | 23,500 | $43.73 | 233,274 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-09 | 23,500 | $139.22 | 210,082 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2018-03-08 | 31,500 | $0.00 | 55,000 | $43.73 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2018-03-09 | 23,500 | $0.00 | 23,500 | $43.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,500 | 2021-11-28 | No | 4 | M | Direct | |
| 0 | 2021-11-28 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | 43,000 | 43,000 | Direct | |
| Common Stock | Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | 42,700 | 42,700 | Direct | |
| Common Stock | Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | 49,100 | 49,100 | Direct | |
| Common Stock | Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | 72,800 | 72,800 | Direct | |
| Common Stock | Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | 60,400 | 60,400 | Direct | |
| Common Stock | Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | 55,800 | 55,800 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-11-28 | 43,000 | 43,000 | Direct |
| 2023-11-25 | 42,700 | 42,700 | Direct |
| 2024-11-24 | 49,100 | 49,100 | Direct |
| 2025-11-23 | 72,800 | 72,800 | Direct |
| 2026-11-21 | 60,400 | 60,400 | Direct |
| 2027-11-20 | 55,800 | 55,800 | Direct |
Footnotes
- Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $135.67 to $138.22. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
- Exercise of reporting person's stock options that otherwise expire November 28, 2021, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise.
- Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $138.73 to $139.95. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
- Exercise of reporting person's stock options that otherwise expire November 28, 2021, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise. The holdings include 308 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes.
- All such options have fully vested.
- On November 24, 2014, the Company awarded 49,100 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
- On November 23, 2015, the Company awarded 72,800 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.
- On November 21, 2016, the Company awarded 60,400 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 21, 2017. The vested portions of such options will become exercisable upon vesting.
- On November 20, 2017, the Company awarded 55,800 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 20, 2018. The vested portions of such options will become exercisable upon vesting.
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