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Home > Insider Trading > Filing (0001437749-18-004419)

Filing Details

Accession Number:: 0001437749-18-004419
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-12 16:23:08
Reporting Period:: 2018-03-08

Accepted Time:: 2018-03-12 16:23:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
861842	Cathay General Bancorp	CATY	State Commercial Banks (6022)	954274680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1301191	R Kim Bingham	777 North Broadway Los Angeles CA 90012	Evp - Chief Risk Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-03-08	1,000	$43.40	25,208	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2018-03-09	607	$0.00	607	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
607			No	4	A	Direct

Footnotes

Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting.
On March 9, 2018, the Issuer granted to the Reporting Person 607 restricted stock units that will vest, in full, on March 9, 2019, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer.