Home > Insider Trading > Filing (0001611702-18-000037)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1611702	Om Asset Management Plc	OMAM	Fire, Marine & Casualty Insurance (6331)	D0

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1181389	Joseph James Ritchie	Ground Floor Millennium Bridge House 2 Lambeth Hill London X0 EC4V 4GG		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Acquisiton	2018-03-06	3,777	$0.00	25,682	No	4	M	Direct
Ordinary Shares	Disposition	2018-03-07	322	$15.09	25,360	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Shares	Restricted Share Units	Disposition	2018-03-06	3,777	$0.00	3,777	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,421			No	4	M	Direct

Footnotes

The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.09 to $15.34, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc.
Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan.
On March 6, 2015, the reporting person was granted 11,332 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.