Filing Details

Accession Number:
0001028734-18-000053
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-09 21:47:51
Reporting Period:
2018-03-07
Accepted Time:
2018-03-09 21:47:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1028734 Cobiz Financial Inc COBZ National Commercial Banks (6021) 840826324
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185611 Steven Bangert 1401 Lawrence St., Ste.1200
Denver CO 80202
Chairman/ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-07 19,997 $0.00 1,022,724 No 4 A Direct
Common Stock Disposition 2018-03-07 2,507 $19.95 1,020,217 No 4 D Direct
Common Stock Disposition 2018-03-07 1,953 $19.95 1,018,264 No 4 D Direct
Common Stock Disposition 2018-03-07 1,968 $19.95 1,016,296 No 4 D Direct
Common Stock Disposition 2018-03-09 3,941 $19.90 1,012,355 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 D Direct
No 4 D Direct
No 4 D Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 135,000 Indirect by Corporation
Common Stock 241,571 Indirect by Partnership
Common Stock 10,000 Indirect by Son
Common Stock 68,966 Indirect by Spouse
Footnotes
  1. Restricted stock award, vesting ratably over three years.
  2. Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.