Filing Details

Accession Number:
0000034563-18-000023
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-09 21:01:25
Reporting Period:
2018-03-07
Accepted Time:
2018-03-09 21:01:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
34563 Farmer Brothers Co FARM Miscellaneous Food Preparations & Kindred Products (2090) 950725980
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315366 Farmer Jeanne Grossman Farmer Bros. Co.
1912 Farmer Brothers Drive
Northlake TX 76262
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.00 Par Value Disposition 2018-03-07 5,000 $31.50 1,885,063 No 4 S Indirect Trusts
Common Stock, $1.00 Par Value Disposition 2018-03-08 5,000 $31.53 1,880,063 No 4 S Indirect Trusts
Common Stock, $1.00 Par Value Disposition 2018-03-07 10,000 $32.08 1,870,063 No 4 S Indirect Trusts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Trusts
No 4 S Indirect Trusts
No 4 S Indirect Trusts
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $1.00 Par Value 18,874 Direct
Footnotes
  1. Reflects all of the shares of the Issuer's Common Stock owned directly by various family trusts of which the Reporting Person is the sole trustee, co-trustee, beneficiary, and/or settlor, as reported in the Issuer's Definitive Proxy statement on Schedule 14A filed with the SEC on October 27, 2017, after giving effect to subsequent transactions by the Reporting Person, including this reported transaction. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
  2. Open market sale. This transaction was executed in multiple trades at prices ranging from $31.50 to $31.675; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the respective numbers of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Issuer's stock ownership guidelines.
  3. Open market sale. This transaction was executed in multiple trades at prices ranging from $32.00 to $32.30; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the respective numbers of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Issuer's stock ownership guidelines.