Filing Details
- Accession Number:
- 0001140361-18-012914
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-09 20:01:49
- Reporting Period:
- 2018-03-08
- Accepted Time:
- 2018-03-09 20:01:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1575793 | Energous Corp | WATT | Radio & Tv Broadcasting & Communications Equipment (3663) | 461318953 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1603704 | Aaron Michael Leabman | C/O Energous Corporation 3590 North First Street, Suite 210 San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-08 | 80,000 | $6.00 | 232,279 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 68,000 | $21.87 | 164,279 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-08 | 12,000 | $22.54 | 152,279 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-09 | 20,000 | $6.00 | 172,279 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-09 | 20,000 | $21.90 | 152,279 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-08 | 80,000 | $0.00 | 80,000 | $6.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-09 | 20,000 | $0.00 | 20,000 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,736 | 2024-03-25 | No | 4 | M | Direct | |
| 4,736 | 2024-03-25 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.33 to $22.32 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $22.42 to $22.60 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.50 to $22.10 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- 1/8th of the stock options vested on March 26, 2014. 1/48th of the remaining stock options vest monthly thereafter, subject to the Reporting Person's continued service to theCompany.
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