Filing Details

Accession Number:
0001209191-18-018496
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-09 16:21:38
Reporting Period:
2018-03-08
Accepted Time:
2018-03-09 16:21:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175609 Cavium Inc. CAVM Semiconductors & Related Devices (3674) 770558625
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514114 P Vincent Pangrazio C/O Cavium, Inc.
2315 N. First Street
San Jose CA 95131
Svp,Gen. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-03-08 11,363 $37.63 59,849 No 4 M Direct
Common Stock Disposition 2018-03-08 6,000 $37.83 65,849 No 4 M Direct
Common Stock Disposition 2018-03-08 20,777 $90.08 45,072 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option right to buy Disposition 2018-03-08 11,363 $0.00 11,363 $37.63
Common Stock Stock option right to buy Disposition 2018-03-08 6,000 $0.00 6,000 $37.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-03-22 No 4 M Direct
0 2021-02-07 No 4 M Direct
Footnotes
  1. The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
  2. Shares were sold ranging from $90.00 per share to $90.43 per share.
  3. 1/8th of the shares subject to the option vest on the six month anniversary of the grant date and 1/48th of the shares vest monthly thereafter over the next three and one half years.