Filing Details

Accession Number:
0001140361-18-012783
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-09 13:50:27
Reporting Period:
2018-03-07
Accepted Time:
2018-03-09 13:50:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1382230 Essa Bancorp Inc. ESSA Savings Institutions, Not Federally Chartered (6036) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392629 A Allan Muto 200 Palmer Street
Stroudsburg PA 18360
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-07 4,025 $12.35 90,709 No 4 M Direct
Common Stock Disposition 2018-03-07 4,025 $14.40 86,684 No 4 S Direct
Common Stock Acquisiton 2018-03-08 7,919 $12.35 94,603 No 4 M Direct
Common Stock Disposition 2018-03-08 7,919 $14.40 86,684 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2018-03-07 4,025 $0.00 4,025 $12.35
Common Stock Stock Options Disposition 2018-03-08 7,919 $0.00 7,919 $12.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,460 2009-05-23 2018-05-23 No 4 M Direct
38,541 2009-05-23 2018-05-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,324 Indirect By 401(k)
Common Stock 12,311 Indirect By ESOP
Footnotes
  1. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  2. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016.
  3. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2017.
  4. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2018.