Filing Details
- Accession Number:
- 0001127602-18-010876
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-09 12:14:52
- Reporting Period:
- 2018-03-07
- Accepted Time:
- 2018-03-09 12:14:52
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186033 | David R Hoover | Ball Corporation 10 Longs Peak Dr. Broomfield CO 80021-2510 | Yes | No | No | No |
Transaction Summary
| Sold: | 2,200 shares | Avg. Price: $40.71 | Total Value: $89,562.00 |
| Number of Shares After Transactions: | 192,394 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-07 | 100,000 | $25.06 | 876,826 | No | 4 | M | Indirect | RDH Trust |
| Common Stock | Disposition | 2018-03-07 | 57,730 | $41.02 | 819,096 | No | 4 | F | Indirect | RDH Trust |
| Common Stock | Acquisiton | 2018-03-08 | 2,200 | $25.06 | 194,594 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 2,200 | $40.71 | 192,394 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | RDH Trust |
| No | 4 | F | Indirect | RDH Trust |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights (sars) | Disposition | 2018-03-07 | 100,000 | $0.00 | 100,000 | $12.53 |
| Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2018-03-08 | 2,200 | $0.00 | 2,200 | $12.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 389,800 | 2009-04-23 | 2018-04-23 | No | 4 | M | Direct |
| 0 | 2018-04-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 0 | Indirect | By GRAT |
| Common Stock | 0 | Indirect | SAH Trust |
Footnotes
- Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).
- Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.
- Common stock acquired from the exercise of Incentive Stock Options (ISOs).
- The reporting person expressly disclaims beneficial ownership of these securities.
- Exercise of Stock Appreciation Rights (SARs).
- Exercise of Incentive Stock Options (ISOs).
- Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option.